Dennis P Oconnor

Current Employers

Blackridge Asset Management, Llc

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-11-27

NY RA
APPROVED

Since 2023-11-27

Branch Locations

Northpoint, NY • United States

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	Denver	CO	08/2013	11/2023
Peak Brokerage Services, Llc	Jupiter	FL	11/2023	Present
Blackridge Asset Management	Jupiter	FL	11/2023	Present

08/2013 → 11/2023

Cetera Advisors Llc

Denver, CO
11/2023 → Present

Peak Brokerage Services, Llc

Jupiter, FL
11/2023 → Present

Blackridge Asset Management

Jupiter, FL

Previous Registrations

2021-03-31 → 2023-11-30

Cetera Advisors Llc

Northport, NY

Webster, NY

Northport, NY

Other Businesses

1) Business Activity: Investment Advisor; Business Entity: Blackridge Asset Management: Address: Jupiter, FL; Duties of Position: Investment Advisor: Title: IAR; Start Date: 11/2023; Approx. # of hours per month spent on activity: 40; 2) Business Activity: Life insurance; Business Entity: Top Advisors Group; Address: Jupiter; FL; Title: Insurance Agent; Start Date: 11/2023; Approx. # of hours per month spent on activity: 40

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-07-30

S63 Uniform Securities Agent State Law Examination

1987-07-30

Other Names

Dennis Oconnor

View on SEC IAPD