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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-13 |
Branch Locations
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Granbury | TX | 04/2006 | 03/2020 |
| Calton & Associates, Inc. | Granbury | TX | 04/2020 | Present |
1) Uber Technologies, Inc. Non-Investment related. Address: 7716 Hill City Hwy, Tolar, TX 76476. Nature of Business: Ride hailing service. Position/Title/Relationship: Partner. Start Date: 08/29/2016. Hours per month: 10. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Independent Driver. 2) Penguin Guns. Non-Investment related. Address: 7716 Hill City Hwy, Tolar, TX 76476. Nature of Business: DBA for sporting goods sales, including firearm transfers. Position/Title/Relationship: Owner. Start Date: 05/29/2014. Hours per month: 10. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Sole owner. 3) Moore Financial Group. Investment related. Address: 7716 Hill City Hwy, Tolar, TX 76476. Nature of Business: DBA for Independent Financial Advisor clearing through Calton & Associates. Position/Title/Relationship: Owner. Start Date: 04/13/2020. Hours per month: 175. Hours per month during Securities trading hours: 141. Duties/Responsibilities: Branch Manager and Advisor for investment related activities. 4) Outdoor Adventures, Non- Investment related. Address: 7716 Hill City Hwy, Tolar, TX 76476. Nature of Business: Scuba Instructor, Travel. Position/Title/Relationship: Owner. Started: 11/08 /2021. Hours Per Month:1 hour per month. Hours per month during trading hours, 0. Duties/Responsibilities: Perform Scuba Diving Instruction and other diving related services according to PADI standards. Receive free or discounted travel for booking groups. Perform diving search and recovery activities for pay and volunteer. 5) Joe Ed's Sports Bar; Non-Investment related; 112 N Houston St, Granbury, TX 76048; Nature of Business: Bartender; Position/Title/Relationship: Employee; Start Date: 10/17/2025; Hours/month: 20; Hours/month during securities trading hours: 0; Duties: Bartender as needed, barback, cook.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-04-04 |
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