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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-16 |
| SC | RA | APPROVED | 2023-11-13 |
| NY | RA | APPROVED | 2021-04-26 |
Branch Locations
Hardeeville, SC • United States
390 Old Country Road 2Nd Floor, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig Advisor Group Royal Alliance Associates Inc. | Garden City | NY | 11/2004 | Present |
1) GATEWAY INVESTMENTS LLC POSITION: -Financial Advisor NATURE: LLC- INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 11/02/2004 ADDRESS: 390 Old country road, 2nd floor, garden city NY 11530, United States DESCRIPTION: Financial Advisor to individuals and institutions
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-13 |
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