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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-16
SC RA APPROVED 2023-11-13
NY RA APPROVED 2021-04-26
  • FL RA
    APPROVED
    Since 2024-02-16
  • SC RA
    APPROVED
    Since 2023-11-13
  • NY RA
    APPROVED
    Since 2021-04-26

Branch Locations

Hardeeville, SC • United States

390 Old Country Road 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aig Advisor Group Royal Alliance Associates Inc. Garden City NY 11/2004 Present
  • 11/2004 → Present
    Aig Advisor Group Royal Alliance Associates Inc.
    Garden City , NY
Other Businesses

1) GATEWAY INVESTMENTS LLC POSITION: -Financial Advisor NATURE: LLC- INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 11/02/2004 ADDRESS: 390 Old country road, 2nd floor, garden city NY 11530, United States DESCRIPTION: Financial Advisor to individuals and institutions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-23
S63 Uniform Securities Agent State Law Examination 1992-10-13
  • S66 Uniform Combined State Law Examination
    2001-04-23
  • S63 Uniform Securities Agent State Law Examination
    1992-10-13
Other Names
  • Beth Martin
  • Beth Wendy Martin

View on SEC IAPD

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