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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-26 |
| CT | RA | APPROVED | 2020-09-15 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Risk Premium Investment Management Company Llc | New York | NY | 01/2014 | 11/2019 |
| Neuberger Berman | New York | NY | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-16 |
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