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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-02-15 |
| GA | RA | APPROVED | 2018-02-14 |
| LA | RA | APPROVED | 2018-02-14 |
| MI | RA | APPROVED | 2018-02-14 |
| NJ | RA | APPROVED | 2018-02-14 |
| PA | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED_RES | 2018-02-14 |
Branch Locations
18167 Us Hwy19 N Ste 400, Clearwater, FL 33764 • United States
Palm Harbor, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Services | Clearwater | FL | 04/2006 | 02/2018 |
| Invest Financial Corporation | Clearwater | FL | 02/2009 | 02/2018 |
| Lpl Financial Llc | Clearwater | FL | 02/2018 | Present |
1. 02/14/2018 - SEQUOIA HOLDINGS - Not Investment Related - PALM HARBOR, FL 34685 - Real Estate Rental - President. 2. 02/14/2018 - LIFE BROKERAGE Equity GROUP - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only. 3. 02/14/2018 - PREMIER WEALTH PLANNING - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/10/2010 - Time Spent 50%. 4. 02/14/2018 - ANNUITY PARTNERS, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Member - Start Date 2012 - Time Spent 0%. 5. 02/14/2018 - BROKER DEALER SERVICES - Investment Related - At Reported Business Location(s) - Insurance Agency - President - 10 Hours Per Month/8 Hours During Securities Trading. 6. 02/14/2018 - LIFE BROKERAGE FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date 2008 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-18 |
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