Lucinda A Salinas

Current Employers

Cornerstone Wealth Advisors, Inc.

1808 Aston Avenue Suite 150, Carlsbad, CA 92008 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-06-18
CA	RA	APPROVED	2025-01-01

SC RA
APPROVED

Since 2025-06-18
CA RA
APPROVED

Since 2025-01-01

Branch Locations

Aiken, SC • United States

1808 Aston Avenue Suite 150, Carlsbad, CA 92008 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated	Newport Beach	CA	06/2011	02/2017
Cornerstone Wealth Advisors, Inc.	Dana Point	CA	02/2017	10/2020
Independent Insurance Agent	Dana Point	CA	08/2011	Present
Cornerstone Wealth Advisors, Inc.	Carlsbad	CA	07/2020	Present

06/2011 → 02/2017

Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated

Newport Beach, CA
02/2017 → 10/2020

Cornerstone Wealth Advisors, Inc.

Dana Point, CA
08/2011 → Present

Independent Insurance Agent

Dana Point, CA
07/2020 → Present

Cornerstone Wealth Advisors, Inc.

Carlsbad, CA

Previous Registrations

2017-03-03 → 2020-10-21

Cornerstone Wealth Advisors, Inc.

Dana Point, CA

Carslsbad, CA
2011-08-24 → 2017-02-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA
2010-07-12 → 2011-06-28

Equitable Advisors, Llc

Portland, OR
2007-11-29 → 2009-11-30

Woodbury Financial Services, Inc.

Irvine, CA

Dublin, CA

Kimberly, ID
2007-07-17 → 2007-11-20

Fsc Securities Corporation

Irvine, CA
2002-07-29 → 2002-09-20

Foothill Securities, Inc.

Irvine, CA

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: NO INVESTMENT RELATED: (YES OR NO) NO ADDRESS OF BUSINESS: NEWPORT BEACH, CA 92660 NATURE OF BUSINESS: FORMER AGENT OF INSURANCE-THIS TRAILS FROM INSURANCE POLICIES. YOUR POSITION, TITLE, ASSOCIATION: FORMER INSURANCE AGENT START DATE OF RELATIONSHIP: 6/2001 NUMBER OF HOURS DEVOTED PER MONTH: 0 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: FORMER AGENT WITH VARIOUS CARRIERS. I*90689 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WOMEN BUSINESS INSTITUTE (WBI) INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN MARINO, CALIFORNIA 92660 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 3/1/2016 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NON-PROFIT ORGAINZATION WITH THE PURPOSE OF FUND-RAISING TO SUPPORT THE EDUCATION PROGRAMS OF ORANGE COUNTY CHAPTER OF THE NATIIONAL ASSOCIATION OF WOMEN BUSINESS WOMEN NAWBO).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-07-16
S63	Uniform Securities Agent State Law Examination	1987-05-11

S65 Uniform Investment Adviser Law Examination

2007-07-16
S63 Uniform Securities Agent State Law Examination

1987-05-11

Designations

Other Names

Lucinda Lach
Lucinda Ann Lach
Lucinda A Herdman
Lucinda Ann Herdman
Lucinda Ann Salinas
Lucinda Ann Herdman
Lucinda A Herdman
Lucinda A Lach
Lucinda Ann Salinas

View on SEC IAPD