Stephen Michael Locko

Current Employers

Employment History

• 01/1995 → Present
  Resource Marketing Associates
  Encinitas, CA
• 01/2005 → Present
  Isn Network
  No. Carlsbad, CA
• 03/2009 → Present
  Gwn Securities
  Palm Beach Gardens, FL

Previous Registrations

• 2006-04-13 → 2009-02-02
  Osaic Fs, Inc.
  Encinitas, CA
  Carlsbad, CA
• 2004-09-14 → 2005-01-04
  Greenbook Investment Management, Inc.
  San Diego , CA
• 2003-01-28 → 2004-05-25
  Xelan Financial Planning, Inc.
  San Diego, CA
• 2002-05-30 → 2003-01-28
  Xelan Investment Services, Inc.
  San Diego, CA

Other Businesses

BEACHFRONT TAX LLC - OWNER OPERATOR, THE FIRM ENTERED INTO AN SUBSCRIPTION AGREEMENT WITH UNITED TAX PARTNERS (UTP)TO OPERATE A TAX PREPARATION BUSINESS USING UTP AS THE PROFESSIONAL SERVICE PROVIDER OF TAX RELATED SERVICES TO THE PUBLIC. BEACHFRONT TAX GATHERS AS A FACILITATOR DATA AND INFORMATION FROM CLIENTS IN ORDER TO TRANSMIT SAME TO UTP. UTP USES ITS OWN CONTRACTED CPAS AND OTHER TAX PROFESSIONALS TO USE THE INFORMATION TO REVIEW PRIOR OR PREPARE CURRENT TAX RETURNS AND RELATED DOCUMENTATION, WHICH IS THEN RETURNED TO BEACHFRONT TAX TO BE DELIVERED TO CLIENTS AS A WORKPRODUCT OF UTP AND ITS AFFILIATED TAX PROFESSIONALS BY AND BETWEEN UTP, ITS TAX ADVISORS AND CLIENTS. DURING THAT PROCESS ANY DISCUSSION OF INSURANCE RELATED PLANNING WILL BE CONDUCTED ISN NETWORK. ANY DISCUSSION OF INVESTMENT RELATED PLANNING WILL BE CONDUCTED BY LOCKO AS A GWN ADVISOR. RESOURCE MARKETING - NON INVESTMENT RELATED CONSULTATION ON CORPORATE ENTERPRISE RISK, RISK MANAGEMENT, COMMERCIAL AND OTHER INSURANCE REVIEW, BUSINESS CONSULTANT. INVESTOR / OWNER / MANAGER - INCOME PRODUCING PROPERTY (RESIDENTIAL) - PERSONAL FRACTIONAL (CO-OWNERSHIP) OF RESIDENTIAL CONDOMINIUM AND RESIDENTIAL PROPERTY ISN NETWORK POSITION: Owner & EVP - Marketing NATURE: WHOLESALE MARKETING, SALES & SERVICING FIXED INSURANCE PROGRAMS, PERSONAL PRODUCTION OF SAME. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2021 ADDRESS: 2035 Corte Del Nogal Ave, Suite 101, Carlsbad CA 92011, United States DESCRIPTION: OWENR, OPERATOR, COO & EVP - WHOLESALE MARKETING AND SALES SUPPORT OF FIXED RATE AND INDEXED ANNUITIES, TERM, UNIVERSAL, IUL & WHOLE LIFE, DISABILITY, LTC AND HYBRID PLANS FOR PRODUCER GROUPS, PRODUCERS AND AGENTS. PERSONAL PRODUCTION OF SAME, TO INCLUDED MEDICARE ADVANTAGE, MEDICARE SUPPLEMENT, AND MEEDICARE PRESCRIPTION DRUG PLANS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-14
• S63 Uniform Securities Agent State Law Examination
  1987-06-01