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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-06-01
  • VA RA
    APPROVED
    Since 2008-06-01

Branch Locations

Greenville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 06/2008 Present
  • 06/2008 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2004-08-13 → 2008-06-01
    Bi Investments, Llc
    Glen Allen, VA
    Staunton, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-12
S63 Uniform Securities Agent State Law Examination 1986-11-21
  • S65 Uniform Investment Adviser Law Examination
    2004-08-12
  • S63 Uniform Securities Agent State Law Examination
    1986-11-21
Other Names
  • Gene Straley

View on SEC IAPD

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