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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-16 |
| LA | RA | APPROVED | 2016-04-08 |
| IL | RA | APPROVED | 2007-11-13 |
Branch Locations
500 West Madison Suite 3800, Chicago, IL 60661 • United States
Chicago, IL • United States
West Monroe, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | New York | NY | 04/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-24 |
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