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77 Exeter Street Suite 1603, Boston, MA 02116 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2010-01-06 |
Branch Locations
77 Exeter Street Suite 1603, Boston, MA 02116 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterling Oak Advisors | Boston | MA | 11/2009 | Present |
| Sterling Oak Asset Management, Llc | Boston | MA | 08/2007 | Present |
STERLING OAK ASSET MANAGEMENT, LLC 1 INTERNATIONAL PLACE 24TH FLOOR BOSTON, MA 02110 PARTNER EQUITY ANALYST STERLING OAK ASSET MANGEMENT, LLC IS A SMALL INVESTMENT MANAGEMENT COMPANY WHO SPECIALIZES IN EQUITY PORTFOLIO MANAGEMENT. THE FIRM CURRENTLY MANAGES A SINGLE PORTFOLIO. THE PORTFOLIO IS AN ENTITY OWNED BY A SMALL GROUP OF ACCREDITED INVESTORS CALLED STERLING OAK PARTNERS, LP. THE BUSINESS WAS FORMED BY BRIAN O'CONNOR AND A SINGLE PARTNER IN JULY 2007 AND HAS CONTINOUSLY OPERATED SINCE. DUTIES INCLUDE EQUITY RESEARCH, PORTFOLIO MANAGEMENT STRATEGIES DEVELOPMENT AND IMPLEMENTATION AND INVESTOR RELATIONSHIP MANAGEMENT. THE DUTIES HAVE CONSITUTED 10 HOURS OF TIME PER WEEK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-26 |
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