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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-06-05 |
Branch Locations
2 N. Cascade Avenue, Ste. 1490, Colorado Springs, CO 80903 • United States
1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Colorado Springs | CO | 04/2009 | 04/2017 |
| Hightower Securities, Llc | Colorado Springs | CO | 04/2017 | 09/2019 |
| Hightower Advisors, Llc | Colorado Springs | CO | 04/2017 | 09/2019 |
| Unemployed | Colorado Springs | CO | 09/2019 | 06/2020 |
| Sanctuary Securities, Inc. | Colorado Springs | CO | 06/2020 | Present |
| Sanctuary Advisors Llc | Colorado Springs | CO | 06/2020 | Present |
Notary Public, 09/23/2020, not investment related, hours negligible.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-01 |
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