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Hungkwang Wu

Bright Light Capital Advisor

Arcadia, CA

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Current Employers
Bright Light Capital Advisor

Arcadia, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-05
  • CA RA
    APPROVED
    Since 2025-12-05

Branch Locations

Arcadia, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Previous Registrations
  • 2007-09-04 → 2011-12-31
    Kovack Advisors, Inc.
    Ft. Lauderdale, FL
  • 1998-05-12 → 2007-09-14
    Banc Of America Investment Services, Inc.
    Monterey Park, CA
    Monterey Park, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-03
S63 Uniform Securities Agent State Law Examination 1994-06-24
  • S65 Uniform Investment Adviser Law Examination
    1997-09-03
  • S63 Uniform Securities Agent State Law Examination
    1994-06-24
Other Names
  • Hung Kwang Wu
  • David Wu
  • Hung Wu

View on SEC IAPD

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