Christopher Drew Dickens

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	1996-07-17
TX	RA	APPROVED_RES	1996-07-03

OK RA
APPROVED

Since 1996-07-17
TX RA
APPROVED_RES

Since 1996-07-03

Branch Locations

Oklahoma City, OK • United States

4801 Gaillardia Pkwy. Suite 100, Oklahoma City, OK 73142 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Edmond	OK	07/1996	Present

07/1996 → Present

Ubs Financial Services Inc.

Edmond, OK

Other Businesses

G. and M. D. Trust; Investment decisions and execution. Distributions and deposits; Edmond, Oklahoma; Start date: 2022-11-01

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-11-26

S63 Uniform Securities Agent State Law Examination

1986-11-26

Other Names

Chris Dickens

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