Joseph Bayless

Current Employers

Sterling Financial Advisors, Llc

Omaha, NE • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2022-01-04

NE RA
APPROVED

Since 2022-01-04

Branch Locations

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc	Omaha	NE	06/2010	Present
Omaha Wealth Management, Llc	Omaha	NE	06/2016	Present

06/2010 → Present

Raymond James Financial Services, Inc

Omaha, NE
06/2016 → Present

Omaha Wealth Management, Llc

Omaha, NE

Previous Registrations

2016-07-01 → 2021-12-31

Omaha Wealth Management, Llc

Omaha, NE
2010-07-23 → 2016-08-02

Raymond James Financial Services Advisors, Inc

Omaha, NE

Omaha, NE
2009-06-01 → 2010-07-21

Morgan Stanley

Omaha, NE
1997-10-22 → 2009-06-01

Citigroup Global Markets Inc.

Omaha, NE

Omaha, NE

Other Businesses

I am licensed to sell insurance ,annuities, and long term care thru multiple companies; some may be investment related. This business on behalf of Omaha Wealth Management LLC clients 6401 Pacific St , Omaha, Ne will be processed thru Raymond James Insurance Group , 880 Carrolon Parkway, St. Petersburg, Fl 33716 where applicvant ( Joseph Bayless) has been licensed since July 2010. Applicant devotes 1-2 hours per month to the outside business after the 8:30 a.m. -3:00p.m. trading day.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-05-07
S63	Uniform Securities Agent State Law Examination	1986-12-15

S65 Uniform Investment Adviser Law Examination

1992-05-07
S63 Uniform Securities Agent State Law Examination

1986-12-15

Other Names

Joe Bayless

View on SEC IAPD