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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-09-12 |
| TX | RA | APPROVED_RES | 2022-10-10 |
| FL | RA | APPROVED | 2007-02-09 |
| OH | RA | APPROVED | 2007-02-09 |
Branch Locations
Harbor Springs, MI • United States
30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States
Nw Canton, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Canton | OH | 02/2007 | Present |
1. North Canton Medical Foundation6046 Whipple Ave NWNorth Canton Ohio 44720"Medical Facility, I will be working with Investment Development Committee of the Foundation at the North Canton medical Fdn, Committe Memeber, start date-3/31/2010.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-08 |
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