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Brock Carl Lamarca

Mesirow Financial Investment Management, Inc.

Ellison Bay, WI

Chicago, IL

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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-10-20
TX RA APPROVED_RES 2013-01-03
CA RA APPROVED 2013-01-02
IL RA APPROVED 2006-03-22
  • WI RA
    APPROVED
    Since 2021-10-20
  • TX RA
    APPROVED_RES
    Since 2013-01-03
  • CA RA
    APPROVED
    Since 2013-01-02
  • IL RA
    APPROVED
    Since 2006-03-22

Branch Locations

Ellison Bay, WI • United States

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Highland Park IL 12/1993 Present
  • 12/1993 → Present
    Mesirow Financial, Inc.
    Highland Park, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-27
S63 Uniform Securities Agent State Law Examination 1986-11-25
  • S65 Uniform Investment Adviser Law Examination
    1998-01-27
  • S63 Uniform Securities Agent State Law Examination
    1986-11-25
Other Names
  • Brock Lamarca

View on SEC IAPD

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