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Michael Davis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Orleans, LA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-12-22
  • LA RA
    APPROVED
    Since 2015-12-22

Branch Locations

601 Poydras St, New Orleans, LA 70130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 09/1986 Present
Bank Of America, Na New Orleans LA 12/2009 Present
Other Businesses

I*: 2074277 Entity Type: Charitable Entity Name of OBA: New Orleans City Park Improvement Association Commissioners Address: New Orleans, LA Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/2024 Number of Hours: 5 hrs mthly Number of Hours during trading: 0 Duties: On the Board of Commissioners

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-13
S63 Uniform Securities Agent State Law Examination 1986-12-23
  • S65 Uniform Investment Adviser Law Examination
    1995-03-13
  • S63 Uniform Securities Agent State Law Examination
    1986-12-23
Other Names
  • Michael Davis
  • Michael Edmond Davis

View on SEC IAPD

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