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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-28 |
| TX | RA | APPROVED_RES | 2017-05-17 |
Branch Locations
53 State Street Suite 3600, Boston, MA 02109-1875 • United States
Palm Beach Gardens, FL • United States
Boston, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Boston | MA | 03/2008 | 05/2017 |
| Morgan Stanley Smith Barney | Boston | MA | 06/2009 | 05/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2017 |
| Rbc Capital Markets, Llc | Boston | MA | 05/2017 | Present |
| City National Bank | Boston | MA | 08/2017 | Present |
(1) HILLSIDE SCHOOL; ADDRESS: 404 ROBIN HILL STREET, MARLBORO, MA 01752; BUSINESS DESCRIPTION: PRIVATE SCHOOL; NOT INVESTMENT RELATED; START DATE: 09/23/2010; CAPACITY: NOAD OF TRUSTEES; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2)Lawrence Academy; Address: 26 Powderhouse Rd Groton, Ma 01450; Business Description: Private School; not investment related; Start Date: 5/17/2018; Capacity: Other; Duties: I serve on the board of trustees, and my role is to actively monitor, and discuss the progree of the school and discuss strategies to maintain and improve the schools progress; Hours Devoted per week <1; Hours devoted during securities hours per week: None
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-14 |
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