Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-28
TX RA APPROVED_RES 2017-05-17
  • FL RA
    APPROVED
    Since 2022-09-28
  • TX RA
    APPROVED_RES
    Since 2017-05-17

Branch Locations

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

Palm Beach Gardens, FL • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Boston MA 03/2008 05/2017
Morgan Stanley Smith Barney Boston MA 06/2009 05/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2017
Rbc Capital Markets, Llc Boston MA 05/2017 Present
City National Bank Boston MA 08/2017 Present
  • 03/2008 → 05/2017
    Morgan Stanley & Co., Incorporated
    Boston, MA
  • 06/2009 → 05/2017
    Morgan Stanley Smith Barney
    Boston, MA
  • 01/2015 → 05/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2017 → Present
    Boston, MA
  • 08/2017 → Present
    City National Bank
    Boston, MA
Previous Registrations
Other Businesses

(1) HILLSIDE SCHOOL; ADDRESS: 404 ROBIN HILL STREET, MARLBORO, MA 01752; BUSINESS DESCRIPTION: PRIVATE SCHOOL; NOT INVESTMENT RELATED; START DATE: 09/23/2010; CAPACITY: NOAD OF TRUSTEES; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2)Lawrence Academy; Address: 26 Powderhouse Rd Groton, Ma 01450; Business Description: Private School; not investment related; Start Date: 5/17/2018; Capacity: Other; Duties: I serve on the board of trustees, and my role is to actively monitor, and discuss the progree of the school and discuss strategies to maintain and improve the schools progress; Hours Devoted per week <1; Hours devoted during securities hours per week: None

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-24
S63 Uniform Securities Agent State Law Examination 1987-01-14
  • S65 Uniform Investment Adviser Law Examination
    1997-12-24
  • S63 Uniform Securities Agent State Law Examination
    1987-01-14
Designations
Other Names
  • Alexander Martin Sugar
  • Alexander N Sugar

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Boston, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor