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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-08
OH RA APPROVED 2019-09-23
  • FL RA
    APPROVED
    Since 2025-07-08
  • OH RA
    APPROVED
    Since 2019-09-23

Branch Locations

Bonita Springs, FL • United States

5411 Bridgecreek Ave, N.W., Canton, OH 44718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Canton OH 02/1998 09/2019
Cambridge Investment Research, Inc. Fairfield IA 09/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2019 Present
Previous Registrations
  • 2016-08-04 → 2019-09-25
    Grove Point Investments, Llc
    Canton, OH
    Canton, OH
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-2/WK-2/TRADING. SEE EMPLOYMENT FOR START DATE. 2. BUA, 4000 EMBASSY PARKWAY, AKRON, OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/99, NIR, 2/MO- 0/TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-01-15
S65 Uniform Investment Adviser Law Examination 2016-08-03
  • S63 Uniform Securities Agent State Law Examination
    2021-01-15
  • S65 Uniform Investment Adviser Law Examination
    2016-08-03
Other Names
  • Tony Lombardi

View on SEC IAPD

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