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Joslyn Etsuko Hoota

Osaic Wealth, Inc.

Hilo, HI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-11-03
OR RA APPROVED 2023-11-03
  • HI RA
    APPROVED
    Since 2023-11-03
  • OR RA
    APPROVED
    Since 2023-11-03

Branch Locations

Hilo, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hoota Dental Laboratry Hilo HI 11/1987 Present
Fsc Securities Corporation Hilo HI 03/1990 11/2023
Fsc Agency Of Hawaii Honolulu HI 04/1990 11/2023
Osaic Wealth, Inc. Hilo HI 11/2023 Present
  • 11/1987 → Present
    Hoota Dental Laboratry
    Hilo, HI
  • 03/1990 → 11/2023
    Fsc Securities Corporation
    Hilo, HI
  • 04/1990 → 11/2023
    Fsc Agency Of Hawaii
    Honolulu, HI
  • 11/2023 → Present
    Hilo, HI
Previous Registrations
  • 1997-12-01 → 2023-11-03
    Fsc Securities Corporation
    Hilo, HI
    Hilo, HI
    Hilo, HI
Other Businesses

1. E HOOTA POSITION: Co Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2003 ADDRESS: 325 Kalili St., Hilo, HI 96720, Hilo HI 96720, United States DESCRIPTION: Financials and support to co owner 2. HOOTA DENTAL LABORATORY POSITION: Administrator NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 11/01/1987 ADDRESS: 325 Kalili Street, Hilo HI 96720, United States DESCRIPTION: Financials 3. JOSLYN HOOTA POSITION: Owner - NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1986 ADDRESS: 325 Kalili Street Hilo, HI 96720, Hilo HI 96720, United States DESCRIPTION: Insurance sales & service

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-11-01
  • S63 Uniform Securities Agent State Law Examination
    1986-11-01

View on SEC IAPD

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