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Vishnu Swaroop Gupta

Nek Financial Inc

Irving, TX

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Current Employers
Nek Financial Inc

Irving, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-09
  • TX RA
    APPROVED
    Since 2023-08-09

Branch Locations

Irving, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nek Financial Inc Irving TX 01/2015 Present
Previous Registrations
  • 2003-01-02 → 2014-12-26
    Netrin Investments, Lp
    Missouri City, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-01
S63 Uniform Securities Agent State Law Examination 1988-08-30
  • S65 Uniform Investment Adviser Law Examination
    2023-04-01
  • S63 Uniform Securities Agent State Law Examination
    1988-08-30
Other Names
  • Vishnu Gupta

View on SEC IAPD

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