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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-18
OH RA APPROVED 1999-09-12
  • TX RA
    APPROVED_RES
    Since 2016-04-18
  • OH RA
    APPROVED
    Since 1999-09-12

Branch Locations

1422 Euclid Ave The Hanna Bldg, Ste 1564, Cleveland, OH 44115 • United States

Cleveland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cleveland OH 02/1996 03/2020
Ameriprise Financial Services, Llc Cleveland OH 03/2020 Present
Other Businesses

Board of Directors; BBB Board of Directors Greater Cleveland; Better Business Bureau Serving Greater Cleveland; 200 Treeworth Blvd, , Broadview Hts., OH, 44147; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Warehouse District; Vice President Board of Directors; 526 Superior Ave, Ste 108 F, , Cleveland, OH, 44114; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Downtown Cleveland Improvement Corp.; Member; 668 Euclid Avenue, Suite 101, , Cleveland, OH, 44114; Not Investment-Related; 12/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Downtown Cleveland Inc.; Member; 1010 Euclid Ave, Third Floor, , Cleveland, OH, 44115; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-17
  • S63 Uniform Securities Agent State Law Examination
    1998-04-17

View on SEC IAPD

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