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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-13
  • NY RA
    APPROVED
    Since 2021-05-13

Branch Locations

Garden City, NY • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Garden City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company New York NY 02/2009 Present
Advisors Resource/Sr Network Solutions Garden City NY 08/2001 Present
Lincoln Investment Wyncote PA 08/2010 Present
  • 02/2009 → Present
    Massmutual Life Insurance Company
    New York, NY
  • 08/2001 → Present
    Advisors Resource/Sr Network Solutions
    Garden City, NY
  • 08/2010 → Present
    Wyncote, PA
Other Businesses

ADVISORS RESOURCE GROUP, LTD. POSITION: owner NATURE: life & health ins. sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2001 ADDRESS: 1140 Franklin Ave, Suite 208, Garden City NY 11530-1673, United States DESCRIPTION: life & health ins. sales SOUTH SHORE CHILD GUIDANCE CENTER POSITION: Member of the Board of Directors NATURE: Mental Health Care INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2018 ADDRESS: 91 Guy Lombardo Ave., Freeport NY 11520, United States DESCRIPTION: Member of Board of Directors

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-02-04
  • S63 Uniform Securities Agent State Law Examination
    1987-02-04

View on SEC IAPD

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