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New York, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APP_PEND_IARCE | 2026-01-01 |
| NY | RA | APPROVED | 2021-03-20 |
| TX | RA | APPROVED | 2016-03-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John R. Tringle, Jr. | New York | NY | 04/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-27 |
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