Susan C Lemasters

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-05-19
FL	RA	APPROVED	2009-10-28

TX RA
APPROVED_RES

Since 2014-05-19
FL RA
APPROVED

Since 2009-10-28

Branch Locations

50 A1A North, Suite 112, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Ponte Vedra Beach	FL	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Ponte Vedra Beach, FL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2000-04-07 → 2003-01-23

Equitable Advisors, Llc

Ponte Vedra, FL

Other Businesses

RENTAL PROPERTY; JACKSONVILLE BEACH, FL; OWNER; 0 AFTER BUSINESS HOURS; 0 DURING BUSINESS; 07/2013 *536674- Trust; Investment related-Yes; Ponte Vedra Beach, Florida;01/2023; During business hours: 1; After business hours: 0;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-10-21
S63	Uniform Securities Agent State Law Examination	1994-05-23

S65 Uniform Investment Adviser Law Examination

2009-10-21
S63 Uniform Securities Agent State Law Examination

1994-05-23

Other Names

Susan Cauthen Davis
Susan Cauthen Friloux
Susan Cauthen Lemasters
Susan Cauthen Lemasters
Susan C Lemaster
Susan C Lemasters

View on SEC IAPD