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Lowell Shepley

Stifel, Nicolaus & Company, Incorporated

Macon, GA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-08-14
TX RA APPROVED_RES 2009-08-14
  • GA RA
    APPROVED
    Since 2009-08-14
  • TX RA
    APPROVED_RES
    Since 2009-08-14

Branch Locations

577 Mulberry Street, Suite 1200 Pob 4783 & 4707, Macon, GA 31201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Macon GA 08/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-09
S63 Uniform Securities Agent State Law Examination 1986-10-31
  • S65 Uniform Investment Adviser Law Examination
    1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    1986-10-31
Other Names
  • Lowell Allen Shepley

View on SEC IAPD

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Other Offices

CHRISTY CAPITAL MANAGEMENT, INC. · MACON, GA
BICKLEY INVESTMENTS, LLC · MACON, GA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MACON, GA
EDWARD JONES · MACON, GA
LPL FINANCIAL LLC · MACON, GA
SMITH, BROWN & GROOVER INC. D/B/A SBG WEALTH MANAGEMENT · MACON, GA
PROSPERA FINANCIAL SERVICES, INC. · MACON, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Macon, GA

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