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Constance Christine Flynn

Morgan Stanley

Jupiter, FL

Purchase, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

Jupiter, FL • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Tequesta FL 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Tequesta, FL
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Jersey City, NJ
  • 1997-03-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Jersey City, NJ
    West Palm Beach, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-30
  • S63 Uniform Securities Agent State Law Examination
    1996-07-30
Other Names
  • Connie Flynn

View on SEC IAPD

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