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Steven Craig Walstad

Compass Financial Management LLC

Bloomington, MN

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Current Employers
Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-12-16
  • MN RA
    APPROVED
    Since 2021-12-16

Branch Locations

8400 Normandal Lake Blvd #920, Bloomington, MN 55437 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Independent Investment Advisors Inc. Bloomington MN 04/2013 Present
  • 04/2013 → Present
    Independent Investment Advisors Inc.
    Bloomington, MN
Previous Registrations
  • 2013-09-20 → 2024-08-01
    Independent Investment Advisors Inc.
    Bloomington, MN
Other Businesses

INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INVESTMENT RELATED, START DATE 1984, SAME ADDRESS, 5HR/MO NON TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-15
  • S63 Uniform Securities Agent State Law Examination
    1996-08-15
Other Names
  • Steve Craig Walstad
  • Wally Walstad
  • Steve Walstad

View on SEC IAPD

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Other Offices

PETROS FAMILY WEALTH, LLC · BLOOMINGTON, MN
JNBA FINANCIAL ADVISORS, LLC · BLOOMINGTON, MN
DEVENIR INVESTMENT ADVISORS, LLC · BLOOMINGTON, MN
REDHAWK WEALTH ADVISORS, INC. · MINNEAPOLIS, MN
WELLS FARGO CLEARING SERVICES, LLC · BLOOMINGTON, MN
UBS FINANCIAL SERVICES INC. · BLOOMINGTON, MN
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OSAIC WEALTH, INC. · BLOOMINGTON, MN

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