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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-18 |
| NY | RA | APPROVED | 2021-06-23 |
Branch Locations
299 Park Ave. 21St Floor, New York, NY 10171 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | New York | NY | 07/2014 | 07/2022 |
| B. Riley Wealth Management | New York | NY | 07/2022 | Present |
| B. Riley Wealth Advisors, Inc. | New York | NY | 09/2014 | Present |
1) DOUBLE JK RANCH TX, LLC; NON-INVESTMENT RELATED; BOERNE, TX; MEMBER/PARTNER; FORMED 01/2024, BUSINESS TO BE COMMENCED IN 06/2025; EXOTIC GAME BREEDING; MEMBER/PARTNER; 2 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS... 2) DOUBLE JK RANCH TX II, LLC; NON-INVESTMENT RELATED; BOERNE, TX; BILL PAYING ENTITY FOR DOUBLE JK RANCH TX, LLC; RANCHING FACILITY/OPERATION; MEMBER/PARTNER; FORMED 01/2025; 2 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS... 3) DOUBLE JK RANCH (NY) LLC; NON-INVESTMENT RELATED; 39 NE MOUNTAIN RD DOVER PLAINS, NY 12522; AGRICULTURE, FARMING HUNTING FACILITY; MEMBER; START DATE: 2003; 4 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS... 4) DOUBLE JK PROPERTIES CT, LLC; NEW FAIRFIELD, CT; START DATE 12/2024; REAL ESTATE INVESTMENT; MEMBER; 1 HR/MONTH, 0 DURING SECURITIES TRADING HRS... 5) DOUBLE JK PROPERTIES NY, LLC; NEW YORK, NY; START DATE 12/2024; REAL ESTATE INVESTMENT; MEMBER; 1 HR/MONTH, 0 DURING SECURITIES TRADING HRS... 6) BRIGADIER CAPITAL GROUP LLC; NEW YORK, NY; OPERATING AS A D/B/A FOR BRWM AND BRWA; PRINCIPAL-MANAGING MEMBER; START DATE 1/30/2017... 7) BRIGADIER CAPITAL INC (NY); NEW YORK, NY; S-CORP BILL-PAYING ENTITY TO REPLACE BRIGADIER CAPITAL GROUP, LLC; MEMBER; START DATE 01/2024; 2 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS... 8) BRIGADIER CAPITAL INC (TX); BILL-PAYING ENTITY TO REPLACE BRIGADIER CAPITAL INC (NY); MEMBER; START DATE 02/2025; 2 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS... 9) HUNTERS GATE CAPITAL; INVESTMENT RELATED; SAME ADDRESS AS BRWM; MARKETING NAME FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGMENTL; START DATE 2022; 40 HRS/WEEK DEVOTED DURING SECURITIES TRADING HRS... 10) CONNECTICUT CANCER FOUNDATION; NON INVESTMENT RELATED; 455 BOSTON POST RD, OLD SAYBROOK, CT; 503C CHARITY CANCER RESEARCH; CHAIR; 2 HOURS/MONTH, 0 DURING TRADING HOURS; RAISE MONEY FOR CANCER RESEARCH FOR MEMORIAL SLOAN KETTERING CANCER CENTER... 11) GINDER MANAGEMENT GP, LLC; NON-INVESTMENT RELATED; 211 PLATTEN CREEK RD, BOERNE TX 78006; FAMILY TRUST; PARTNER/OWNER; START DATE 07/2026; 0 HRS/MONTH, 0 DURING SECURITIES TRADING HRS. 12) DOUBLE JK HOLDINGS LP; NON-INVESTMENT RELATED; 211 PLATTEN CREEK RD, BOERNE TX 78006; CREATED FOR MOVING ASSETS INTO TRUST; PARTNER/OWNER; START DATE 07/2026; 1 HRS/MONTH, 0 DURING SECURITIES TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-05 |
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