Alfred David Holland

Current Employers

Vestgen Advisors, Llc

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-06-18
TX	RA	APPROVED	2025-05-29

IL RA
APPROVED

Since 2025-06-18
TX RA
APPROVED

Since 2025-05-29

Branch Locations

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

5930 Lbj Freeway Suite 401, Dallas, TX 75240 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Optimum Investment Advisors, Llc	Chicago	IL	06/2014	Present
Vestgen Advisors, Llc	Chicago	IL	05/2025	Present

06/2014 → Present

Optimum Investment Advisors, Llc

Chicago, IL
05/2025 → Present

Vestgen Advisors, Llc

Chicago, IL

Previous Registrations

2014-06-17 → 2025-09-30

Optimum Investment Advisors, Llc

Chicago, IL

Dallas, TX
2009-10-16 → 2012-06-18

Wells Fargo Advisors Financial Network, Llc

Nancy, KY

Lexington, KY

Chicago, IL
2001-04-19 → 2009-10-27

Ubs Financial Services Inc.

Lexington, KY

Weehawken, NJ

Chicago, IL

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-28

S66 Uniform Combined State Law Examination

2000-08-28

Designations

View on SEC IAPD

Current Employers

Vestgen Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews