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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Salina | UT | 01/1980 | Present |
| H.D. Vest Investment Services | Salina | UT | 08/1991 | 07/2020 |
| H. D. Vest Advisory Services | Salina | UT | 08/2009 | 07/2020 |
| Hd Vest Insurance Agency Inc | Irving | TX | 02/2014 | 07/2020 |
| Royal Alliance | Salina | UT | 06/2020 | 06/2022 |
| Lpl Financial Llc | Salina | UT | 06/2022 | Present |
1)06/10/2022 - HALLOWS FINANCIAL - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2022 - 10 Hr/Mth 2)06/10/2022 - HALLOWS & COMPANY - Tax Prep/Accounting/CPA - Tax Prep Only - At Reported Business Location(s) - Start: 1982 - 150 Hr/Mth 3)06/10/2022 - TV FARMS LLC - Agriculture - Co-Owner - Salina, UT - Start: 1997 - 2 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-08 |
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