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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-03 |
Branch Locations
3110 Olton Rd., Ste. 205, Plainview, TX 79072-6714 • United States
Plainview, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Plainview | TX | 10/1989 | 11/2017 |
| Lpl Financial Llc | Plainview | TX | 11/2017 | 10/2022 |
| Ameriprise Financial Services, Llc | Plainview | TX | 10/2022 | Present |
Board of Directors; Ports To Plains; Member; PO Box 16226, , Lubbock, TX, 79490; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Centennial Bank; Wealth Advisor - Advice clients on investments. This is a duel roll with Ameriprise Financial.; ; 3110 Olton Rd, , Plainview, TX, 79072; Not Investment-Related; 11/03/2022; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-01 |
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