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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-09-25 |
| FL | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake City | FL | 10/2009 | Present |
| Bank Of America, N.A. | Gainesville | FL | 12/2009 | Present |
I*9512 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FREGLY FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: 901 NW 57TH ST, GAINESVILLE, FLORIDA 32605 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 10/15/1999 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADVISE THE FOUNDATION ON GRANT REQUEST. ORGANIZE ANNUAL MEETINGS. GENERAL NOTES: 2) GIRLS CLUB FOUNDATION; NOT INV REL; 2101 NV 29TH AVE, GAINESVILLE, FL 32605; CHARITABLE; ADVISOR; SEP 1999; 2 HRS/MO ALL DURING SECS TRADING HRS; SERVE AS AN ADVISOR ON THE BOARD OF DIRECTORS FOR THE FUNDRAISING ARM OF THE LOCAL GIRLS CLUB. I*97013 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DAVIS & DAVIS PROPERTIES LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 8454 NW 64TH LN, GAINESVILLE, FLORIDA 32653 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 4/12/2016 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CREATED A LLC WITH A SINGLE PURPOSE TO OWN A RENTAL PROPERTY. I AM THE SOLE MEMBER AND RESPONSIBLE FOR ALL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-26 |
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