Best Investors Account Sign in

Deborah Joan Mansfield

Wells Fargo Clearing Services, LLC

Tyler, TX

The Woodlands, TX

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-08
  • TX RA
    APPROVED_RES
    Since 2021-12-08

Branch Locations

6101 S Broadway Ste 110 [Support Center], Tyler, TX 75703 • United States

1800 Hughes Landing Blvd Ste 300, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc White Plains NY 01/2014 11/2016
Wells Fargo Clearing Services, Llc White Plains NY 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2014-01-15
    J.P. Morgan Securities Llc
    New City, NY
  • 2010-10-01 → 2012-10-01
    Chase Investment Services Corp.
    Croton-On-Hudson, NY
    New City, NY
  • 2009-06-01 → 2010-04-28
    Morgan Stanley
    Westfield, NJ
  • 2006-08-29 → 2009-06-01
    Citigroup Global Markets Inc.
    Westfield, NJ
  • 2006-06-13 → 2006-08-28
    Cetera Advisors Llc
    Shrewsbury, NJ
    Shrewsbury, NJ
Other Businesses

POWER OF ATTORNEY FOR FATHER; INV. RELATED; TAMPA, FL; START DATE4/30/2022.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-05
S63 Uniform Securities Agent State Law Examination 1990-08-30
  • S65 Uniform Investment Adviser Law Examination
    2006-06-05
  • S63 Uniform Securities Agent State Law Examination
    1990-08-30

View on SEC IAPD

More in Tyler, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor