Dagmar Adams

LPl Enterprise, LLC

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Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-11-27
AZ	RA	APPROVED	2024-10-02
SC	RA	APPROVED	2024-10-01

TX RA
APPROVED

Since 2024-11-27
AZ RA
APPROVED

Since 2024-10-02
SC RA
APPROVED

Since 2024-10-01

Branch Locations

Cave Creek, AZ • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Cave Creek, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities,Llc	Phoenix	AZ	02/1986	08/2020
Prudential Insurance Company Of America	Cave Creek	AZ	08/2020	09/2024
Pruco Securities, Llc.	Cave Creek	AZ	08/2020	09/2024
Lpl Enterprise, Llc	Fort Mill	SC	09/2024	Present

02/1986 → 08/2020

Pruco Securities,Llc

Phoenix, AZ
08/2020 → 09/2024

Prudential Insurance Company Of America

Cave Creek, AZ
08/2020 → 09/2024

Pruco Securities, Llc.

Cave Creek, AZ
09/2024 → Present

Lpl Enterprise, Llc

Fort Mill, SC

Previous Registrations

2023-11-01 → 2024-10-02

Pruco Securities, Llc.

Phoenix, AZ

Phoenix, AZ

Albuquerque, NM

Lake Oswego, OR

Cave Creek, AZ

Cave Creek, AZ

Other Businesses

1) 11/08/2023-Gem Jewel MFG, LLC-Owner-Not Inv Related-At Cave Creek, AZ-Start date 06/01/2008-1hrs/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-13
S63	Uniform Securities Agent State Law Examination	1993-11-29

S66 Uniform Combined State Law Examination

2024-08-13
S63 Uniform Securities Agent State Law Examination

1993-11-29

Other Names

Dagmar Frishcosy
Dagmar Fay

View on SEC IAPD

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