David B Kidd

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-09-20
VA	RA	APPROVED	2013-07-25

TX RA
APPROVED_RES

Since 2016-09-20
VA RA
APPROVED

Since 2013-07-25

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

Ashburn, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Vienna	VA	04/2013	Present
Bank Of America, N.A.	Vienna	VA	10/2013	Present

04/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vienna, VA
10/2013 → Present

Bank Of America, N.A.

Vienna, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-07-24
S63	Uniform Securities Agent State Law Examination	2008-10-13
S65	Uniform Investment Adviser Law Examination	1995-11-02

S66 Uniform Combined State Law Examination

2013-07-24
S63 Uniform Securities Agent State Law Examination

2008-10-13
S65 Uniform Investment Adviser Law Examination

1995-11-02

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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