Terry Lea Sullivan

Current Employers

Employment History

• 04/1998 → 08/2021
  Raymond James Financial Services, Inc.
  Metairie, LA
• 01/1995 → Present
  Non-Variable Insurance
  Metairie, LA
• 01/2009 → 08/2021
  Raymond James Financial Services Advisors, Inc
  Metaire, LA
• 08/2021 → 01/2023
  Mid Atlantic Capital Corporation
  Pittsburgh, PA
• 08/2021 → Present
  Newedge Advisors, Llc
  New Orleans, LA
• 01/2023 → Present
  Lpl Financial Llc
  Metairie, LA

Previous Registrations

• 2009-01-02 → 2021-08-02
  Raymond James Financial Services Advisors, Inc
  Metairie, LA
• 2005-09-19 → 2009-01-02
  Raymond James Financial Services, Inc.
  Hammond, LA
  Hammond, LA
  Metaire, LA

Other Businesses

1) 01/23/2023 - Non-Variable Insurance - Selling: Life Insurance, LTC, Asset Based LTC, Producers Choice - Metairie, LA 70001 - Investment related - 1 Hour per month - Start Date: 01/01/1988. 2) 01/23/2023 - Guardian Wealth Management Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 2/15/2023 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid -Advisor - Start Date - 01/13/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 2/15/2023 - NewEdge Advisors, LLC - DBA: Guardian Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 01/13/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-11-04

Designations