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Current Employers
Federated Securities Corp.

1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-12
NY RA APPROVED 2021-08-05
PA RA APPROVED 2015-09-21
TX RA APPROVED 2015-09-21
  • IL RA
    APPROVED
    Since 2022-10-12
  • NY RA
    APPROVED
    Since 2021-08-05
  • PA RA
    APPROVED
    Since 2015-09-21
  • TX RA
    APPROVED
    Since 2015-09-21

Branch Locations

Reno, NV • United States

1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States

Moraga, CA • United States

Federated Investment Counseling

1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-12
NY RA APPROVED 2021-08-05
PA RA APPROVED 2015-09-21
PR RA APPROVED 2015-09-21
TX RA APPROVED 2015-09-21
  • IL RA
    APPROVED
    Since 2022-10-12
  • NY RA
    APPROVED
    Since 2021-08-05
  • PA RA
    APPROVED
    Since 2015-09-21
  • PR RA
    APPROVED
    Since 2015-09-21
  • TX RA
    APPROVED
    Since 2015-09-21

Branch Locations

Reno, NV • United States

1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States

Moraga, CA • United States

Federated Global Investment Management Corp.

101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-12
NY RA APPROVED 2021-08-05
PR RA APPROVED 2015-09-21
TX RA APPROVED 2015-09-21
  • IL RA
    APPROVED
    Since 2022-10-12
  • NY RA
    APPROVED
    Since 2021-08-05
  • PR RA
    APPROVED
    Since 2015-09-21
  • TX RA
    APPROVED
    Since 2015-09-21

Branch Locations

Reno, NV • United States

101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States

Moraga, CA • United States

Mdt Advisers, A Division Of Federated Mdta Llc

125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-12
NY RA APPROVED 2021-08-05
MA RA APPROVED 2015-09-28
PR RA APPROVED 2015-09-21
TX RA APPROVED 2015-09-21
  • IL RA
    APPROVED
    Since 2022-10-12
  • NY RA
    APPROVED
    Since 2021-08-05
  • MA RA
    APPROVED
    Since 2015-09-28
  • PR RA
    APPROVED
    Since 2015-09-21
  • TX RA
    APPROVED
    Since 2015-09-21

Branch Locations

Reno, NV • United States

125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States

Moraga, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Federated Hermes, Inc. Pittsburgh PA 09/2015 Present
Federated Securities Corp. Pittsburgh PA 09/2015 Present
Federated Global Investment Management Corp New York NY 09/2015 Present
Mdt Advisers, A Division Of Federated Mdta Llc Boston MA 09/2015 Present
Federated Investment Counseling Pittsburgh PA 09/2015 Present
Other Businesses

From Dec 2014 to present, Managing Member of JD Hobbs Enterprises LLC, 58 Miramonte Dr, Moraga, CA 94556. Duties are not performed during trading hours and are not investment related. Time spent is approximately 8 hours a month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-18
S63 Uniform Securities Agent State Law Examination 2007-05-22
  • S66 Uniform Combined State Law Examination
    2015-09-18
  • S63 Uniform Securities Agent State Law Examination
    2007-05-22
Other Names
  • Tom Brown
  • Thomas R Brown

View on SEC IAPD

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