Michael Kenneth Schlueter

Current Employers

Employment History

• 06/2002 → Present
  First Team Financial Group
  Brookfield, WI
• 07/2013 → 02/2018
  Sii Investments, Inc.
  Green Bay, WI
• 02/2018 → 09/2024
  Lpl Financial Llc
  Brookfield, WI
• 09/2024 → Present
  Osaic Wealth
  Milwaukee, WI

Previous Registrations

• 2018-02-15 → 2024-09-19
  Lpl Financial Llc
  Germantown, WI
  De Pere, WI
  Waukesha, WI

Other Businesses

1. FIRST TEAM TAX PREP POSITION: Owner/Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/22/2020 ADDRESS: 811 W. Bluemound Dr, Ste 94, Wauwatosa WI 53123, United States DESCRIPTION: Tax preparation (during tax season) 2. FIRST TEAM FINANCIAL POSITION: Owner/Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 02/14/2018 ADDRESS: 2015 N 124th St, STE 200, Brookfield WI 53005, United States DESCRIPTION: Sale of Fixed Annuities 3. JAMESON ADVISORS POSITION: member Owner NATURE: LLC. Investment Related DBA for OSAIC Business (entity for OSAIC Business) INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/18/2018 ADDRESS: 2515 N 124th St, Ste 200, Brookfield WI 53005, United States DESCRIPTION: Securities sales and advisory

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-08
• S63 Uniform Securities Agent State Law Examination
  1986-10-09

Other Names

• Mike Schlueter