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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
Cave Creek, AZ • United States
8302 Indiana Ave Suite 6 & 12, Lubbock, TX 79423 • United States
2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Phoenix | AZ | 09/1986 | 11/2024 |
| Prudential Insurance Company Of America | Phoenix | AZ | 09/1986 | Present |
| Lpl Enterprise, Llc | Lubbock | TX | 11/2024 | Present |
1) 08/28/2024- Grip in a Jiff, LLC- Business Owner- Golf club regripping service- Not INV Related- At Lubbock, TX- Start date 11/15/2024- 0 HRS MTH- 0 HRS During Trading 2) 08/23/2024- GDV, LLC- Real Estate Rental- Townhouse located at 1488 S Noelle Ln Flagstaff, AZ 86001- INV Related- At Lubbock, TX- Start date 11/15/2024- 2 HRS MTH- 0 HRS During Trading 3) 08/23/2024- Black and Gould- Non-Variable Insurance- Health Insurance sales- INV Related- At Lubbock, TX- Start date 11/15/2024- 0 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-12 |
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