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Current Employers
Objective Investments, Llc

Orchard Lake, MI • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-02-08
  • MI RA
    APPROVED
    Since 2018-02-08

Branch Locations

Orchard Lake, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Objective Investments, Llc Orchard Lake MI 01/2018 Present
Investshares Orchard Lake MI 09/2016 01/2018
Investshares Advisor Group Inc. Orchard Lake MI 10/2016 01/2018
  • 01/2018 → Present
    Orchard Lake, MI
  • 09/2016 → 01/2018
    Investshares
    Orchard Lake, MI
  • 10/2016 → 01/2018
    Investshares Advisor Group Inc.
    Orchard Lake, MI
Previous Registrations
  • 2016-10-04 → 2018-01-23
    Investshares Advisor Group Llc
    Miami, FL
  • 2011-01-14 → 2016-08-05
    B. Riley Wealth Management
    Birmingham, MI
  • 2010-11-19 → 2011-01-20
    Farmington Hills, MI
    Farmington Hill, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-18
S63 Uniform Securities Agent State Law Examination 1986-11-19
  • S65 Uniform Investment Adviser Law Examination
    2010-11-18
  • S63 Uniform Securities Agent State Law Examination
    1986-11-19

View on SEC IAPD

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