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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 05/1994 | 11/2018 |
| Royal Alliance Associates, Inc. | Lafayette | CA | 11/2018 | Present |
1. INSURANCE BROKER , DBA, Pacific Financial Partners; BERKSHIRE LIFE, CNA, LINCOLN LIFE, PACIFICE LIFE. RENTAL PROPERTY OWNER. INSURANCE BROKER-LIFE, ANNUITIES, DI, LTC, JHFN-3000 OAK RD SUITE 300, WALNUT CREEK CA 94597, START DATE-10/08/10, APRX 6HRS MONTHLY, APRX 10HRS BUSINESS. 2. DBA PACIFIC FINANCIAL PARTNERS POSITION: Sales Rep NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/22/1980 ADDRESS: 3703 Mt. Diablo Blvd., Lafayette CA 94549, United States DESCRIPTION: Sales of Life Insurance, Variable Annuities, Fixed Annuities, Indexed Annuities, Mutual Funds, Long Term Care Insurance 3. VINCE AFFINITO INSURANCE BROKER POSITION: Sales Rep NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/10/1980 ADDRESS: 3703 Mt. Diablo Blvd., Lafayette CA 94549, United States DESCRIPTION: Sell Life Insurance and Fixed Annuities. 4. VINCE AFFINITO POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/10/1980 ADDRESS: 3144 SANTA PAULA DR, Concord CA 94518, United States DESCRIPTION: Manage Rental Properties that I own. 5. THE VINCENT C. AFFINITO REVOCABLE LIVING TRUST, ,DATED 3/15/2004 POSITION: Trustee NATURE: Revocable Living Trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/15/2004 ADDRESS: 3703 MT DIABLO BLVD, LAFAYETTE CA 94549-3538, United States DESCRIPTION: Trustee of Revocable Living Trust
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-05 |
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