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Vince Carlo Affinito

Osaic Wealth, Inc.

Lafayette, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-04
  • CA RA
    APPROVED
    Since 2022-10-04

Branch Locations

3703 Mt Diablo Blvd, Lafayette, CA 94549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Boston MA 05/1994 11/2018
Royal Alliance Associates, Inc. Lafayette CA 11/2018 Present
  • 05/1994 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Lafayette, CA
Other Businesses

1. INSURANCE BROKER , DBA, Pacific Financial Partners; BERKSHIRE LIFE, CNA, LINCOLN LIFE, PACIFICE LIFE. RENTAL PROPERTY OWNER. INSURANCE BROKER-LIFE, ANNUITIES, DI, LTC, JHFN-3000 OAK RD SUITE 300, WALNUT CREEK CA 94597, START DATE-10/08/10, APRX 6HRS MONTHLY, APRX 10HRS BUSINESS. 2. DBA PACIFIC FINANCIAL PARTNERS POSITION: Sales Rep NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/22/1980 ADDRESS: 3703 Mt. Diablo Blvd., Lafayette CA 94549, United States DESCRIPTION: Sales of Life Insurance, Variable Annuities, Fixed Annuities, Indexed Annuities, Mutual Funds, Long Term Care Insurance 3. VINCE AFFINITO INSURANCE BROKER POSITION: Sales Rep NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/10/1980 ADDRESS: 3703 Mt. Diablo Blvd., Lafayette CA 94549, United States DESCRIPTION: Sell Life Insurance and Fixed Annuities. 4. VINCE AFFINITO POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/10/1980 ADDRESS: 3144 SANTA PAULA DR, Concord CA 94518, United States DESCRIPTION: Manage Rental Properties that I own. 5. THE VINCENT C. AFFINITO REVOCABLE LIVING TRUST, ,DATED 3/15/2004 POSITION: Trustee NATURE: Revocable Living Trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/15/2004 ADDRESS: 3703 MT DIABLO BLVD, LAFAYETTE CA 94549-3538, United States DESCRIPTION: Trustee of Revocable Living Trust

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-19
S63 Uniform Securities Agent State Law Examination 1997-06-05
  • S65 Uniform Investment Adviser Law Examination
    2022-09-19
  • S63 Uniform Securities Agent State Law Examination
    1997-06-05

View on SEC IAPD

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