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Current Employers
Connecticut Wealth Management, Llc

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-09-16
  • CT RA
    APPROVED
    Since 2020-09-16

Branch Locations

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Avon CT 09/2009 09/2020
New England Capital Planners, Inc. Avon CT 12/2009 09/2020
New England Capital Planners Inc Avon CT 02/2009 09/2020
Connecticut Wealth Management, Llc Farmington CT 09/2020 Present
Previous Registrations
  • 2009-12-08 → 2020-10-04
    New England Capital Planners, Inc.
    Avon, CT
  • 2009-02-05 → 2019-07-02
    Avon, CT
  • 2000-02-28 → 2009-01-02
    Farmington, CT
Other Businesses

(1) 11/07/2008: Disorbo Property Management, LLC - Partner - NOT INV REL - At Reported Business Location(s) - Family owned property management company - 1% Time Spent (2) 02/09/2016: No Business Name - Notary - NOT INV REL - Start 02/27/2004 - 152 Simsbury Road, Avon, CT 06001 - Act as notary generally for clients that need paperwork notarized. I do not charge for this service. - 0 Hr/Mo

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-24
  • S63 Uniform Securities Agent State Law Examination
    1992-08-24
Designations
Other Names
  • Tony Disorbo

View on SEC IAPD

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