John Michael Novak

Mml Investors Services, LLC

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Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-06-13
PA	RA	APPROVED	2010-11-22

TX RA
APPROVED_RES

Since 2011-06-13
PA RA
APPROVED

Since 2010-11-22

Branch Locations

201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States

Wayne, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Radnor	PA	08/1986	Present
Mml Investors Services, Inc.	Radnor	PA	09/1986	Present

08/1986 → Present

Massmutual Life Insurance Company

Radnor, PA
09/1986 → Present

Mml Investors Services, Inc.

Radnor, PA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-11-07

S63 Uniform Securities Agent State Law Examination

1986-11-07

View on SEC IAPD

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JAMES FRANCIS MARTIN

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WICK CAPITAL PARTNERS, LLC · WAYNE, PA

NORDWAND INVESTMENTS, LLC · RADNOR, PA

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