Best Investors Account Sign in

Dores Dunn

J.P. Morgan Securities LLC

Chicago, IL

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-03
IL RA APPROVED 2013-08-05
  • TX RA
    APPROVED_RES
    Since 2016-05-03
  • IL RA
    APPROVED
    Since 2013-08-05

Branch Locations

10 South Dearborn, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Chicago IL 08/2013 Present
Land Trust Agreement Blandinsville IL 04/2005 08/2017
Dunn Enterprises Lemont IL 01/2015 04/2020
  • 08/2013 → Present
    J.P. Morgan Securities
    Chicago, IL
  • 04/2005 → 08/2017
    Land Trust Agreement
    Blandinsville, IL
  • 01/2015 → 04/2020
    Dunn Enterprises
    Lemont, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-07
S63 Uniform Securities Agent State Law Examination 1989-05-30
  • S65 Uniform Investment Adviser Law Examination
    2005-07-07
  • S63 Uniform Securities Agent State Law Examination
    1989-05-30
Other Names
  • Dores Copot

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor