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5860 Owens Ave Ste 230, Carlsbad, CA 92008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-27 |
Branch Locations
5860 Owens Ave Ste 230, Carlsbad, CA 92008 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-07 |
| CA | RA | APPROVED | 1997-12-31 |
Branch Locations
5860 Owens Ave Ste 230, Carlsbad, CA 92008-5502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Encinitas | CA | 04/1986 | Present |
| Lpl Financial Llc | Carlsbad | CA | 08/1992 | Present |
| Nicholas J. Iammarino | Carlsbad | CA | 06/1997 | Present |
1. 10/8/2004 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - INSURANCE. 2. 2/28/2012 - Nick Iammarino - DBA: (FP) Nicholas J Iammarino - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 06/1997 - 1 Hour Per Month/1 Hour During Securities Trading - I provide financial planning and consulting services through Nicholas J Iammarino, an independent investment advisor firm. I started this business activity in 06/1997. I expect to spend approximately 1 hour per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 11/14/2013 - NICHOLAS JOHN IAMMARINO - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 02/10/2016 - NO BUSINESS NAME - Investment Related - 5860 Owens Ave., Suite 230, Carlsbad, CA 92008 - Real Estate Rental - START 07/01/15 - Share office space with a non-LPL person.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-22 |
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