Best Investors Account Sign in
Current Employers
Iammarino, Nicholas J.

5860 Owens Ave Ste 230, Carlsbad, CA 92008 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-27
  • CA RA
    APPROVED
    Since 2019-08-27

Branch Locations

5860 Owens Ave Ste 230, Carlsbad, CA 92008 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-07-07
CA RA APPROVED 1997-12-31
  • TX RA
    APPROVED_RES
    Since 2017-07-07
  • CA RA
    APPROVED
    Since 1997-12-31

Branch Locations

5860 Owens Ave Ste 230, Carlsbad, CA 92008-5502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Encinitas CA 04/1986 Present
Lpl Financial Llc Carlsbad CA 08/1992 Present
Nicholas J. Iammarino Carlsbad CA 06/1997 Present
  • 04/1986 → Present
    Self Employed
    Encinitas, CA
  • 08/1992 → Present
    Carlsbad, CA
  • 06/1997 → Present
    Nicholas J. Iammarino
    Carlsbad, CA
Other Businesses

1. 10/8/2004 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - INSURANCE. 2. 2/28/2012 - Nick Iammarino - DBA: (FP) Nicholas J Iammarino - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 06/1997 - 1 Hour Per Month/1 Hour During Securities Trading - I provide financial planning and consulting services through Nicholas J Iammarino, an independent investment advisor firm. I started this business activity in 06/1997. I expect to spend approximately 1 hour per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 11/14/2013 - NICHOLAS JOHN IAMMARINO - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 02/10/2016 - NO BUSINESS NAME - Investment Related - 5860 Owens Ave., Suite 230, Carlsbad, CA 92008 - Real Estate Rental - START 07/01/15 - Share office space with a non-LPL person.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-04
S63 Uniform Securities Agent State Law Examination 1991-05-22
  • S65 Uniform Investment Adviser Law Examination
    1995-08-04
  • S63 Uniform Securities Agent State Law Examination
    1991-05-22
Designations
Other Names
  • Nick Iammarino
  • Nicholas J Iammarino

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Carlsbad, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor