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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2003-02-19 |
| TX | RA | APPROVED_RES | 2003-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Inc | Tulsa | OK | 02/2003 | Present |
| Bank Of America,N.A. | Tulsa | OK | 06/2011 | Present |
I*43279 For profit or not for profit: Non-Profit Organization Name of outside business organization: Financial Industry Regulatory Authority (FINRA) Investment related: N Address of business: Chicago, Illinois 60603 Nature of business: Other,Industry (Non Public) Arbitator Position, title, association: Other, Industry (Non Public) Arbitator Start date of relationship: 12/1/1990 Number of hours devoted: 24 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Industry (Non Public) Arbitator
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-30 |
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