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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-04-22
NC RA APPROVED 2019-09-27
GA RA APPROVED 2018-09-17
TX RA APPROVED_RES 2018-09-12
  • SC RA
    APPROVED
    Since 2020-04-22
  • NC RA
    APPROVED
    Since 2019-09-27
  • GA RA
    APPROVED
    Since 2018-09-17
  • TX RA
    APPROVED_RES
    Since 2018-09-12

Branch Locations

3560 Lenox Road Ne Suite 1100, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Atlanta GA 03/2017 12/2021
Venture24 Capital Partners Atlanta GA 02/2016 03/2017
Janney Montgomery Scott Llc Atlanta GA 12/2021 01/2024
Janney Montgomery Scott Llc Atlanta GA 01/2024 Present
Previous Registrations
Other Businesses

1) Venture 24 LLC; 408 U.S. Route One, York, ME; Not Investment Related; Founder; Consulting Services; Venture 24 has standing consulting agreements with a number of non-securities businesses that could pay a fee and/or an ongoing royalty. The time and compensation is minimal; Compensated. 2) Lucky Mud Club Foundation; 201 E. Kennedy Blvd. Tampa, FL 33602; start date 12/03/2018; Investment committee; I will manage the foundations assets; I am compensated only if we raise enough assets to warrant approved investments; 4hrs/month; 0.30hrs/day; We are setting up a foundation that will be run by an appointed person; Investment-related. 3) Powerflex Select LLC; not investment related; 408 U.S. Route One, York, ME; Skate & Serf E-commerce; Owner/Co-Founder; start date: 11/02/2021; This is a family owned ecommerce business that we are adding on to Powerflex skate and I have partners who are responsible for day to day activities. Business guidance but limited involvement. 4) Knuckies Hoagies, Milton, Georgia; Not Investment Related; Nature: Hoagie franchise; Title/Position: Board of Directors and Investor; Duties: Attend Meetings and develop business relationships in the local business community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-10
S63 Uniform Securities Agent State Law Examination 1987-10-05
  • S66 Uniform Combined State Law Examination
    2000-10-10
  • S63 Uniform Securities Agent State Law Examination
    1987-10-05
Other Names
  • Rick Ballou

View on SEC IAPD

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