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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-09-23 |
| TX | RA | APPROVED | 2024-09-23 |
Branch Locations
200 Ne First Ave Suite 206, Grand Rapids, MN 55744 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 02/2005 | 09/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2013 | 09/2024 |
| Lpl Financial | Grand Rapids | MN | 09/2024 | Present |
1. Riverview Financial Advisors- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 01/01/2005 2. James P. Olson, PA- Business Entity For Tax/Investment Purposes Only- MN 55744- Non Inv Rel- 160 Hrs Per Mnth- 40 Hrs During Trading- Start Date 01/01/2010 3. Glorvigen, Tierney & Co, Pllp- Tax Prep/Accounting/CPA- MN 55744- Inv Rel- 40 Hrs Per Mnth- 2 Hrs During Trading- Start Date 12/15/2004
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-11-23 |
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