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Marvin Austin Rauchbach

Osaic Wealth, Inc.

Chapel Hill, NC

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-09
NC RA APPROVED 2024-02-08
TX RA APPROVED 2024-02-08
  • FL RA
    APPROVED
    Since 2024-02-09
  • NC RA
    APPROVED
    Since 2024-02-08
  • TX RA
    APPROVED
    Since 2024-02-08

Branch Locations

Chapel Hill, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 12/1986 02/2024
Agia Houston TX 12/2022 02/2024
Osaic Wealth, Inc. Chapel Hill NC 02/2024 Present
  • 12/1986 → 02/2024
    Valic Financial Advisors
    Houston, TX
  • 12/2022 → 02/2024
    Agia
    Houston, TX
  • 02/2024 → Present
    Chapel Hill, NC
Previous Registrations
Other Businesses

1. BEACH HOUSE POSITION: owner NATURE: this is a second home, rarely rented. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2009 ADDRESS: 5710 beachview lane, emerald isle NC 28594, United States DESCRIPTION: home owner 2. GROSSMITTL POSITION: owner NATURE: rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2010 ADDRESS: 900 lystra lane, chapel hill NC 27517, United States DESCRIPTION: manage property 3. MUSICIAN POSITION: musician NATURE: I play in a band- minimal comp, usually expenses INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2020 ADDRESS: 900 lystra la, chapel hill NC 27517, United States DESCRIPTION: drummer 4. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products 5. GROSSMITTL LLC POSITION: manager/owner NATURE: Rental Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2010 ADDRESS: 900 lystra lane, chapel hill NC 27517, United States DESCRIPTION: manage rental real estate 6. JAZZ MUSICIAN POSITION: drummer NATURE: jazz bands INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2017 ADDRESS: 900 Lystra Lane, Chapel Hill NC 27517, United States DESCRIPTION: drummer in jazz bands 7. GROSSMITTL2 POSITION: owner NATURE: vacation real estate home INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/29/2013 ADDRESS: 900 lystra lane, chapel hill NC 27517, United States DESCRIPTION: vacation home- upkeep of property 8. KINGS MILL WEALTH ADVISORS POSITION: I CONDUCT SECURITIES AND VARIABLE INSURANCE BUSINESS UNDER THIS BUSINESS NAME NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/08/2024 ADDRESS: 900 Lystra Lane, Chapel Hill NC 27517, United States DESCRIPTION: Sales/Marketing of securities and variable ins products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-10
S63 Uniform Securities Agent State Law Examination 1997-09-23
  • S65 Uniform Investment Adviser Law Examination
    2000-02-10
  • S63 Uniform Securities Agent State Law Examination
    1997-09-23
Other Names
  • Marin Austin Rauchback
  • Marvin Austin Raucmbach
  • Marvin Austin Rauchback

View on SEC IAPD

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